
Food Laws and Regulations Division
Newsletter - Vol. 7, No. 1 Winter 1997
Table of Contents
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Message from the Chair
We are halfway into the fiscal year for the FLR Division. We are doing well; our
membership is leveling off around 1150, representing about 5% of all IFT members.
Regardless of size, we have a mission to ensure that our membership and the companies they
work for are informed about food law issues. This Division is on the cutting edge in this
new information era. We have a great future in providing access to up-to-date information
on food law issues for our membership. Current efforts include:
Publications: Through our newsletter, the FLR Division provides information on
recent developments in the legal and regulatory arenas; this issue includes overviews of
recent intellectual property legislation and the role of HACCP in product liability
actions. IFT recently asked us to prepare a list of significant laws and regulations
promulgated in 1996. Much of this came from Division newsletters and members of our food
law listserv an overview is included with this newsletter. The information also will
appear in the December Food Technology, representing another way in which we are
facilitating information access.
Symposia: One example of informing membership is the development and sponsorship
of symposia at the annual meetings. At the June meeting in New Orleans, we had a very
highly rated single sponsored symposium on "Architecting Law into Food Plant
Design." In addition, we were co-sponsors of two other events. We will co-sponsor
four symposia at this year's meeting in Orlando; more information on those events appears
elsewhere in this newsletter.
Courses: We provide access to information through short courses that IFT offers.
Several Division members will be lecturing at a Low-Calorie Food Product Development
course in Orlando on February 11-14, 1997. The Division, with Jim Vetter as director, will
co-sponsor with IFT and FDA a second, more general, course on Food Laws and Regulations.
This one will be held in Atlanta on April 22-23, 1997.
World-wide web: Probably the best resource we have as an organization is the IFT
home page at http://www.ift.org. Within
the last year, through the efforts of the new Information Systems Subcommittee and others,
IFT now has an up-to-date web page providing information to those of us on the Internet.
Part of this is the new page for our FLR Division at http://www.ift.org/divisions/food_law.
Thanks to David Haytowitz of USDA and Bob Noyes of Cal Poly, we are among the first
Divisions with a home page on the IFT web site. This will probably become our main channel
for information flow and access. The Food Law information access home page that I
originally developed with Paul Brady will become part of the our Division's effort; David
Haytowitz has kindly agreed to be our webmaster.
Listservers: Another type of information tool is the "listserv." There
are several useful ones up and running. One is at food-law@tc.umn.edu (information on this one is available on the
Division's web page). Although there is not a lot of activity, it is a great way to get a
quick answer to regulatory or legal questions recent topics have included MSG labeling and
the alleged relationship between Aspartame and brain tumors. Another one is the Seafood
listserv run by Pamela Tom at U.C. Davis (seafood@ucdavis.edu). A commercial listserv on
environmental issues is run by one of our members, Jack Cooper (jlc@fien.com). Finally,
the food safety news list run by Prof. Doug Powell at the University of Guelph
(dpowell@uoguelph.ca) is also interesting. He has the latest information on food poisoning
outbreaks all over the world. (As an aside, right after the recent apple juice outbreak,
Odwalla developed a home page on which they apologized for the problems, explained their
position, and carried the latest news about recalls.) I hope the Division can continue to
create excitement among IFT members to try the Internet and gain access to more
information. Happy hunting!
. . . Ted Labuza
Intellectual Property Update
Contributed by David D'Zurilla
The recently adjourned 104th Congress enacted several pieces of intellectual property
legislation during its two-year session. This legislation will more likely will more
likely than not have some impact on the food industry.
| The Biotechnological Process Patents Act (BPPA, Public Law 104-41), signed into law on
November 1, 1995, was passed as a response to court decisions which the Patent Office was
using to reject patent applications for biotechnological processes. Although the Court of
Appeals for the Federal Circuit (CAFC) has recently clarified the previous decisions which
were being relied upon by the Patent Office, it will still be interesting to see how the
courts reconcile the BPPA and the most recent CAFC decisions. | |
| In the area of trademarks, the Federal Trademark Dilution Act (Public Law 104-98) was
signed into law on January 16, 1996. Before this Act, it was at times difficult for the
owner of a famous trademark to effectively block the unauthorized use of its mark if there
was no competition between the two entities or likelihood of confusion among consumers
caused by the unauthorized use. However, an owner of a famous trademark, such as Coca-Cola
, can now more easily prevent the use of its mark by others. | |
| In addition to the above-identified legislation, the U.S. Supreme Court in 1995 decided the case of Qualitex Co. v. Jacobson Products Co., 34 USPQ2D 1161 (1995). The issue was whether color alone is entitled to trademark protection, and the Court held that in certain circumstances it is. This decision implicates the food industry in at least two ways. First, a manufacturer may now be able to claim trademark rights in the color of its packaging if that coloring serves to identify the manufacturer. For example, Hershey Foods may be able to claim rights in its distinctive coloring of the packaging of its Reese's peanut butter cups. Second, a manufacturer may be able to claim rights to the color of a food product itself. This may be more difficult, however, since many food colors serve a function, such as the orange color of an orange flavored confection, and trademarks cannot cover functional features. However, if the color serves to identify the manufacturer, then the manufacturer should be able to claim trademark rights in that color. |
News on Continuing Education . . .
The Division was a co-sponsor of the second 1996 offering of the IFT/FDA/AIB short course
on Food Labeling (held in Chicago, November 11-13); we should receive $1,000 for our
participation in and support of the program. There are tentative plans to repeat this
short course on a regional basis in the fall of 1997 and spring of 1998. The Division is
also supporting an IFT/FDA short course on Food Laws and Regulations. This program will be
held in Atlanta on April 22-23; course description and registration brochures will be in
the mail shortly after the first of the year. Early registration is recommended since a
capacity turn out is expected.
. . . Jim Vetter
Membership Committee Report . . .
The FLR Division is growing! So far this year we have welcomed more than 44 new members, which is indicative of the important role food laws and regulations play in the industry. It also signals the need for the Division to continue to develop programs and provide information that adds value to membership. Even though we have added a number of new members this year, we need all of our current members to renew. In January 1996 we were just over 1,200 members; assuming we get renewals in the next couple of months, we should have a net increase for the year. As chairperson of the Membership Committee I am excited about the growth in the Division and the enthusiasm of the Executive Committee. Having been a member of IFT since 1969 and past chair and councilor of the Intermountain Section, it is fun to see how IFT has continued to play such a prominent role in our industry. This year, our goal is to go over the 1,250 mark, making 1997 another banner year for the FLR Division. With upcoming events such as a two-day International Food Laws short course, the Division continues to demonstrate the benefits it provides. Pass this newsletter along to one of your colleagues and invite them to join us by contacting: Allison Maciejewski, IFT Customer Service Representative, Phone: (312) 782-8424; FAX: (312) 782-8348; e-mail: abmaciejewski@ift.org.
. . . Ralph J. Glover
Symposia Planned for 1997 IFT Annual Meeting . . .
The following symposia have been put together for the 1997 annual meeting in Orlando:
| Dietary and Environmental Estrogens: Hormone Disrupters - co-sponsored with the Toxicology and Safety Evaluation Division | |
| Labeling Calorie-Reduced Macronutrients - co-sponsored with the Nutrition Division | |
| Technical and Legal Concerns with Bringing a New Product Idea to Market -co-sponsored with the Marketing and Management Division |
Look for further details on this home page and in the annual meeting program and plan to attend one or more of these events!
. . . Jim Heimbach
From the Secretary . . .
The FLR Division held its mid-year meeting via telephone on 28 October 96 with 13 members of the Executive Committee participating. The minutes of the New Orleans meeting were approved. We learned that attendees at our seminars in New Orleans gave us high marks. Four new seminars are planed for the 1997 annual meeting. Plans for a WWW-page for the Division were discussed. We plan to create an award to recognize individuals that have made significant contributions to our field, and have them speak at the Division luncheon at the annual meeting.
. . . George Arndt
Graduate Student Paper Competition
The Division is inaugurating its first graduate student competition at the meeting in
Orlando. Papers can be in any subdiscipline of food science, but eligible papers must
address a legal issue in food safety, food processing, labeling, etc. The objective is to
encourage students entering our profession to consider how legal requirements impact their
work and what the potential implications of their work might be. The winner of the
competition will receive a plaque and a check for $300 from this Division. Additional
information is available from Dr. Barbara A. Rasco, at (206) 685-1203 or by fax at (206)
543-1417.
HACCP and Product Liability Actions
Contributed by Barbara Rasco
Products liability is the name given to an area of the law which covers corporate liability for injuries or damages suffered by the user from defective products. Most states have products liability statutes. With food, we are generally concerned with personal injury lawsuits. There are reported cases involving food which cover all types of injuries which we try to guard against as part of a hazard analysis under HACCP.
Several legal theories come into play in a products liability action, including strict liability, negligence, and breach of warranty (expressed or implied - the most commonly raised issues in liability actions associated with food). Strict liability is often raised as a legal theory in food products liability cases, for example in cases where foods (e.g. raw oysters) are "naturally" contaminated with pathogenic bacteria or viruses. Strict liability is usually unsuccessful in product liability actions involving food. Negligence is the most commonly raised cause of action in a products liability action. The key issues in negligence are whether the defendant failed to exercise "reasonable care" under the circumstances, and whether the plaintiff contributed to his or her injuries in some manner (contributory negligence). Under a breach of warranty the defendant is strictly liable for the plaintiff's injuries if: 1) the product was not "reasonably safe" and 2) did not conform to either an express or implied warranty.
HACCP plans are developed specifically to reduce and eliminate safety hazards. HACCP plans show that the manufacturer is taking precautions to protect the consumer from harmful effects of foreign objects and other dangers which may be present in the food. Plans and records are evidence of good food handling practices. Although there is no "state of the art" defense allowed for food products, a HACCP plan will show that a processor took reasonable precautions and is at least some evidence that the processor was not negligent.
Even if HACCP is not yet mandatory, having a HACCP plan helps to defeat negligence and
breach of implied warranty claims in a products liability lawsuit. A HACCP plan will
provide records showing that food was handled safely and provide evidence that the
manufacturer, distributor or seller took reasonable care of the food and was not
negligent. Also, having a HACCP plan shows that a firm is producing a merchantable food
and one which is at or above the prevailing quality standards for the industry. (Ed. note:
Based on a paper prepared by Dr. Rasco; copy of the full paper is available by request
from her.)
1996 Year in Review: Key Regulatory and
Statutory Actions
Compiled by Tracy Altman, JETRA Inc., IFT FLR Division Newsletter Co-Editor
| Date | Reference | Description |
| 1/4/96 | 61 FR 296-337 | Health claim for oat products proposed. FDA has proposed to allow health claims on labeling of various oat products, such as oatmeal, to alert customers about the relationship between these products and coronary heart disease. This would represent the first health claim targeting a specific type of food, as opposed to a specfic nutrient or group of foods (i.e., calcium or fruits/vegetables). |
| 1/30/96 | 61 FR 3118-3173 | Olestra approved. FDA approved sucrose esterified with medium- and long-chain fatty acids (olestra, a/k/a sucrose polyester) as a replacement for fats and oils. Procter & Gamble Co. (Cincinnati, OH) requested the approval. Although olestra is approved as a direct food additive, foods containing it must bear warning labeling specified by FDA due to possible abdominal cramping and other concerns. |
| 2/12/96 | 61 FR 5349-5354 | "Healthy" may be redefined by FDA. The regulations in 21 CFR 101.65 define the term "healthy" and specify how it may be used in implied nutrient content claims. Now, in response to three petitions, FDA is considering revising its definition. Under a recent proposal, certain processed fruits, vegetables, and enriched cereal-grain products conforming to a standard of identity would be permitted to use this term. |
| 3/4/96 | 61 FR 8372-8417 | Color additive rules being upgraded. FDA is proposing to permanently list most of the color additive lakes that are provisionally listed in the current regulations. |
| 3/5/96 | 61 FR 8752-8781 | New FDA health claim rules for folate/neural tube defects. Under a revised 101.79, foods and dietary supplements may make health claims associating folate intake with reduced risk of certain birth defects. |
| 3/5/96 | 61 FR 8781-8797 | Enriched grain products must be fortified with folic acid. FDA has revised 10 standards of identity in Parts 136, 137, and 139 to require the addition of folic acid; by cross-reference, 3 other standards are also affected. |
| 5/2/96 | 61 FR 19654-19578 | FSIS command-and-control regulations to become performance standards. In the interests of flexibility, and to pave the way for HACCP implementation, FSIS is proposing to convert several stringent processing regulations to performance standards. This is part of the government's effort to streamline its rules. |
| 5/2/96 | 61 FR 19578-19590 | More FSIS changes. FSIS proposed to eliminate prior approval requirements for establishment drawings, equipment design, and most partial quality control programs. |
| 6/3/96 | 61 FR 27771 | Reinventing government initiative. During the past year, FDA has revoked several rules, including several standards of identity for oysters and grits; additional changes have been proposed. FSIS has announced plans to revise a significant percentage of its rules also. |
| 7/9/96 | 61 FR 36154-36219 | CGMP for infant formula. FDA has responded to legislative mandates by proposing comprehensive manufacturing, quality control, and testing procedures for infant formula makers. |
| 7/25/96 | 61 FR 38805-38989 | Meat and poultry HACCP rules finalized. FSIS has established comprehensive new requirements based on HACCP (hazard analysis and critical control point) principles. The final rules require sanitation SOPs, E. coli testing, and HACCP planning. |
| 8/2/96 | 61 FR 40320-40332 | Restaurant menus lose nutrient content and health claim exemptions. Since passage of NLEA, FDA has allowed restaurants certain leeway when making health or nutrient content claims on menus. However, the agency has had to reverse that policy in light of a court case and comments from the public. |
| 8/3/96 | H.R. 1627 | Food Quality Protection Act. The FQPA was signed into law on August 3, 1996. Among other things, it revised the procedures for objecting to EPA decisions on pesticide tolerances. Section 408(g)(2)(A) of the Food, Drug, and Cosmetic Act (FDCA) now requires that 60 days, instead of 30, be provided for the filing of objections and requests for hearings. The FQPA also overhauls pesticide regulation by loosening a federal prohibition on minute traces of carcinogens in processed food that dates back to 1958 (the so-called Delaney Clause); at the same time, it toughens some protections for raw foods. Note that the Delaney Clause still applies to food additives; however, this bill essentially removes pesticide residues in processed food from being considered food additives. |
| 8/7/96 | 61 FR 40963-40981 | Small-business exemption for nutrition labeling codified in FDA regs. In 1993, Congress passed a bill exempting small businesses from nutrition labeling requirements as long as they met the criteria and submitted an exemption notice to FDA. The agency has now issued regulations codifying the exemption. |
| 8/16/96 | 61 FR 42741-42762 | Revised FDA guidelines for voluntary labeling. Under NLEA, nutrition labeling for raw fruits, vegetables, and fish is voluntary. FDA has revised its guidelines for the voluntary program to make them more consistent with the mandatory nutrition labeling rules that apply to most FDA-regulated foods. The agency has added new Appendices C and D to Part 101. |
| 8/23/96 | 61 FR 43433-43447 | Claims concerning tooth decay and sugar alcohols being allowed, bringing number of FDA-sanctioned health claims to nine. FDA has modified its nutrition labeling rules to authorize claims on the association between sugar alcohols and dental caries. A new 101.80 has been added to the agency's health claim regulations. |
| 8/28/96 | 61 FR 44269 | Pesticide actions in response to FQPA. On July 29, 1996 EPA revoked six pesticide regulations concerning four different pesticides; four of the tolerance revocations were based on a determination that they were inconsistent with the Delaney clause in Section 409 of the federal FDCA (see 61 FR 39528). In light of the FQPA signed into law on August 3, however, the agency extended the date for filing objections and delayed the revocations. |
| 9/9/96 | 61 FR 47453-47459 | Should all FSIS standards of identity and composition be revoked or revised? This is one of the many questions being asked by FSIS concerning the usefulness of standards of identity in today's rapidly diversifying marketplace. |
| 9/12/96 | 61 FR 48102-48110 | FDA may require labeling for all free glutamate, may set limits on "No MSG" claims. FDA is concerned that labels stating "No MSG" may be misleading in cases when the food does contain other varieties of free glutamate. |
| 12/20/96 | 61 FR 67243-67260 | Nutrient content claims for fat substitutes. FDA has propose to allow the use of labeling claims for food products based on the reduced availability of fat to the body because of use of a fat substitute ingredient. |
FR = Federal Register; H.R.= House of Representatives
Editor(s) wanted
The Food Laws and Regulations Division is seeking an Editor for it's newsletter starting in August 1997. Anyone interested or wanting more information about the job, contact Ted Labuza
This page is maintained by the Food Law and Regulations Division of the Institute of Food Technologists. To submit materials for posting on the Division's home page or to make other comments, contact David Haytowitz
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Last updated: January 15, 1997